Sirius Wealth Management Strategies, LLC
CLIENT RELATIONSHIP SUMMARY
[Form CRS Requirement]
There are different ways you can get help with your investments. You should carefully consider which types of accounts and services are right for you. This document provides a summary of the types of services we provide and how you will pay for them. Please feel free to reach out to us for additional information. Questions you might consider asking us are noted (-->) throughout this Summary.
Sirius Wealth Management Strategies, LLC is an SEC-registered investment adviser that has provided investment management services to retail investors since 2006. We do not provide services as a broker-dealer. There are differences between investment advisers and broker-dealers, and it is important for you to understand them as you decide what kind of account is right for you. You can learn more about the differences between investment advisers and broker-dealers at the websites provided by the SEC like https://www.investor.gov and https://www.investor.gov/crs.
What Investment Services and Advice Can You Provide Me?
Investment Management Services: If you request investment management services, we will:
Our Firm imposes a minimum account size requirement of $2 million.
Financial Planning Services: If you request financial planning services and depending upon your needs, we will evaluate your financial condition and help you set financial goals and plan for retirement. Analyses may include education funding, insurance needs, charitable giving, estate, and tax planning, and employer stock options. These may be stand-alone services or included with our management services.
Additional detail about our services is provided in our Form ADV Part 2A at Item 4.
--> Given my financial situation, should I choose an investment advisory service, and why or why not?
--> How will you choose investments to recommend to me?
--> What is your relevant experience, including your licenses, education, and other qualifications?
--> What do your professional qualifications mean?
What Fees Will I Pay?
These are the principal types of fees you will pay to us in connection with our services:
Other fees & costs you will pay to others in relation to your investments include:
Fees and costs reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying. You will pay the asset-based fee each period even if no securities are bought or sold in your account. You will pay fees and costs whether you make or lose money on your investments. More detail about our fees is in our Form ADV Part 2A, Item 5.
--> Help me understand how fees and costs might affect my investments – If I give you $10,000 to invest, how much will go to fees and costs, and how much will remain in investment positions?
What Are Your Legal Obligations to Me When Acting as My Investment Adviser?
We have adopted an internal Code of Ethics. When we act as your investment adviser, we must act in your best interest and not put our interests ahead of yours. Where the interests of our Firm or staff conflict with our duties to you, we must work to eliminate the conflict or tell you about it in clear terms. You should understand these conflicts because they can affect the investment advice we provide you.
How Else Does Your Firm Make Money and What Conflicts of Interest Do You Have?
Here are examples to help you understand what this means:
--> How might your conflicts of interest affect me, and how will you address them?
How Do Your Financial Professionals Make Money?
Financial professionals are paid a salary based on their education, professional training, work background, and the level of skill, sophistication, and dedication they exhibit in conducting their work for the Firm. Financial professionals who are owners of the business share in the profits of the business. Non-owner financial professionals, if any, receive salaries and are entitled to participate in the Firm’s bonus program in years in which bonuses are awarded.
Do You or Your Financial Professionals Have Legal or Disciplinary Histories?
No. We recommend that you visit https://www.adviserinfo.sec.gov/ for a free and simple search tool to research our Firm and our financial professionals.
--> As a financial professional, do you have any disciplinary history? For which type of conduct?
--> Who is my primary contact person?
--> Is she or he an Investment Adviser Representative or a Broker-Dealer Representative?
--> Who can I speak with if I have concerns about how this person is treating me?
We encourage you to seek out additional information.
Visit https://www.investor.gov/ which provides helpful educational materials to learn more about investing. For additional information on our advisory services, fees, conflicts, and personnel, see our Form ADV Parts 1 and 2 at https://www.adviserinfo.sec.gov/. If you have any concerns or questions, or to obtain copies of our Form ADV Part 2 or Form CRS, contact us at 650-276-7960 or firstname.lastname@example.org.